854 Phil. 556
CAGUIOA, J:
That sometime in the evening of January 10, 2008 at [DDD], Philippines and within the jurisdiction of this Honorable Court, the above-named accused, with lewd design, motivated by bestial lust and by means of force and intimidation, did, then and there, willfully, unlawfully and feloniously touch the vagina and had carnal knowledge by inserting his penis to the vagina of the private complainant, one AAA, mentally retarded, against her will, to the damage and prejudice of the offended party.When arraigned, Bermas pleaded not guilty to the charge. Thereafter, pre-trial and trial on the merits ensued.
CONTRARY TO LAW.[6]
BBB testified that her daughter AAA was mentally retarded since birth as manifested by the latter's hardheadedness. AAA would also utter senseless words which were inappropriate for her age. There were also times when AAA would not be responsive to questions. Sometimes AAA would hit her nephews and nieces without any reason at all while other times AAA would be out of dimension and not within herself.On the other hand, the evidence of the defense is based on the lone testimony of Bermas, who testified as follows:
Barangay Captain CCC, on the other hand, has been a neighbor of AAA for ten (10) years and has known AAA to be mentally retarded for she was always smiling and laughing for no reason. He also knew that AAA went to a special education school.
On 10 January 2008, AAA told her mother that she was to attend a birthday party near their house. AAA testified that as she was watching those having videoke, she was told by accused [Bermas] to go to Barangay Captain CCC's house. Upon her arrival, accused [Bermas] and one Garry Padilla were already at the house of the barangay captain. While at the stairs of the said house, accused [Bermas] allegedly told her "AAA, wag kang magsumbong marami ako ritong pera, sige na hubarin mo na ang panty mo." Both men then removed private complainants' (sic) shorts and underwear. [Bermas] showed her his penis, inserted it into her vagina and moved in a pumping motion. After a while, [Bermas] removed his penis and a liquid substance came out. Thereafter, Garry inserted his penis into her vagina.
After the termination of AAA's testimony, the court a quo ordered the amendment of the Information to include Garry Padilla as co-accused as well as the x x x issuance of the corresponding warrant for his arrest.
Meanwhile, Barangay Captain CCC testified that he was awakened by the sound of his hogs and the barking of dogs. He peeped through his window and saw AAA raising her shorts as she walked from his pig pen. AAA was also with a male companion who he identified as accused Francisco Bermas. Barangay Captain CCC then went next door to inform AAA's parents of what he saw.
When BBB saw her daughter, the latter was crying and trembling with fear. She confronted her daughter and asked who the man she was with. AAA replied that she was with accused Francisco Bermas. They then went to the Women's and Children's Desk ng Himpilan ng Pulisya ng [DDD] Camarines Norte to report the incident.
Dr. Barasona testified that she examined private complainant on 12 January 2008 and found that there was a clear evidence of penetration which happened within 72 hours from examination. She also referred private complainant for psychiatric evaluation as she suspected her of having Down Syndrome for having features such as low-set and malformed ears as well as oblique palpebral fissures. In addition, Dr. Barasona observed that private complainant had difficulty in understanding questions. AAA was not fully responsive to questions and could not fully narrate incidents.[7]
Accused [Bermas] claimed that at around late afternoon of 10 January 2008, he went to Poblacion at the barangay proper to buy cigarette. He was then invited by his compare (sic) Gary to a birthday party near BBB's house where they had a drinking session. Gary, however, went home ahead of him. At around 10:00 o clock in the evening, he was already on his way home when he passed by the house of Barangay Captain CCC who asked him where he was going. Upon replying that he was already on his way home, accused [Bermas] saw private complainant come out of the barangay captain's house. Barangay Captain CCC then went to private complainant's house and informed the latter's parents that he saw the private complainant with a male companion. Apparently, accused [Bermas] was being pinpointed as the male companion of private complainant. He was thereafter brought to the police station where he was incarcerated with Gary for allegedly raping private complainant. Both the accused were released after a period of thirty six (36) hours.[8]
WHEREFORE, premises considered, judgment is hereby rendered finding the accused, FRANCISCO BERMAS, GUILTY beyond reasonable doubt of the crime of Rape defined and penalized under Art. 266-A of the Revised Penal Code in relation to Republic Act 7610. He is hereby sentenced to suffer the penalty of imprisonment of RECLUSION PERPETUA.In finding Bermas guilty, the RTC reasoned:
x x x x
SO ORDERED.[10]
Based on the evidence adduced by the parties, and after a thorough evaluation, both on the testimonial and documentary evidence, it has been established by the prosecution, most particularly the testimony of the victim, who is mentally retarded, that the herein accused, Francisco Bermas had carnal knowledge with her on January 10, 2008 night time at the stairs of the house of [CCC]. She categorically said that the accused removed her panty, shown to her the penis of the accused and inserted [it] into her vagina, moving his body in a pumping motion and thereafter a liquid substance came out. The victim and the accused were seen by the barangay captain at his pigpen on the same evening. The testimony of the private complainant, as well as by the barangay captain, who positively identified the accused, and the findings of the doctor gave credence to the commission of the crime.[11]Aggrieved, Bermas appealed to the CA.
The gravamen of the crime of rape under Art. 266-A (1) is sexual intercourse with a woman against her will or without her consent. In this case, appellant was charged and convicted of rape under Article 266-A (1) (b). The term "deprived of reason" is associated with insanity or madness. A person deprived of reason has mental abnormalities that affect his or her reasoning, perception of reality as well as his or her capacity to resist, make decisions, and give consent. The deprivation of reason, however, need not be complete for mental abnormality or deficiency is enough.The CA also held that BBB's testimony that AAA was mentally retarded since birth was sufficient to establish her retardation, and that medical evidence was not a condition sine qua non to prove that AAA indeed was a mental retardate.[14]
It has also been held that carnal knowledge of a woman who is a mental retardate is rape under the aforesaid provision of law. This is because a mentally deficient person is automatically considered incapable of giving consent to a sexual act. Thus, proof of force or intimidation is not necessary. What needs to be proven are the facts of sexual congress between the accused and the victim, and the mental retardation of the latter.[13]
(1) | an accusation for rape can be made with facility; it is difficult to prove but more difficult for the person accused, though innocent, to disprove; |
(2) | in view of the intrinsic nature of the crime where only two persons are usually involved, the testimony of the complainant must be scrutinized with extreme caution; |
(3) | the evidence for the prosecution must stand or fall on its own merits, and cannot be allowed to draw strength from the weakness of the evidence for the defense.[18] |
People v. Dalandas has already qualified the application [of] the Cartuano, Jr. ruling. In Dalandas, the Supreme Court held that clinical evidence is necessary in borderline cases when it is difficult to ascertain whether the victim is of a normal mind or is suffering from a mild mental retardation. Medical evidence is not a condition sine qua non in all cases of rape or sexual crimes for that matter to prove that the victim is a mental retardate or is suffering from mental deficiency or some form of mental disorder. A person's mental retardation can also be proven by evidence other than medical/clinical evidence, such as the testimony of witnesses and even the observation by the trial court.After a careful consideration of the foregoing, the Court holds that the CA erred in the above disquisition. Its reading of People v. Dalandas[24] (Dalandas) is highly misplaced.
Here, private complainant's mother testified that her daughter was mentally retarded since birth as she exhibited hardheadedness and uttered senseless words which were inappropriate for her age. Barangay Captain CCC, a neighbor of private complainant for almost ten (10) years, knew private complainant as mentally retarded for she was always smiling and laughing for no reason. The rural health physician who examined private complainant a few days after the alleged rape incident also observed that private complainant had difficulty in understanding questions as her answers were not fully responsive. She also observed that private complainant had difficulty in narrating incidents. On this basis, the rural health physician recommended that private complainant be referred to psychiatric evaluation.
Faced with the foregoing testimonial evidence, the trial court held that private complainant's mother BBB was competent to testify on the physical and mental condition of her daughter. Albeit not a psychologist or psychiatrist, BBB knew how her daughter was born, what she is suffering from and what her attainments are. The court a quo also held that the personal observation of the trial judge suffices even in the absence of an expert opinion.[23]
The basic postulate in criminal prosecution anchored on the constitution is that the prosecution is burdened to prove the guilt of the accused the crime charged beyond cavil of doubt. In this case, the prosecution was burdened to prove conclusively and indubitably not only that accused-appellant had carnal knowledge of private complainant but also that private complainant was a mental retardate.Similar to Dalandas, the records of the present case are likewise bereft of any evidence conclusively establishing AAA's mental retardation. If at all, the only evidence offered to prove the said fact were: (1) BBB's testimony that AAA has had mental retardation since birth; (2) Barangay Captain CCC's testimony that he has known AAA to have mental retardation and that she went to a special school; and (3) Dr. Barasona's testimony that AAA "probably" has Down Syndrome.
Mental retardation is a chronic condition present from birth or early childhood and characterized by impaired intellectual functioning measured by standardized tests. It manifests itself in impaired adaptation to the daily demands of the individual's own social environment. Commonly, a mental retardate exhibits a slow rate of maturation, physical and/or psychological, as well as impaired learning capacity.
Although "mental retardation" is often used interchangeably with "mental deficiency," the latter term is usually reserved for those without recognizable brain pathology. The degrees of mental retardation according to their level of intellectual function are illustrated, thus:A normal mind is one which in strength and capacity ranks reasonably well with the average of the great body of men and women who make up organized human society in general, and are by common consent recognized as sane and competent to perform the ordinary duties and assume the ordinary responsibilities of life.
Mental Retardation LEVEL DESCRIPTION TERM INTELLIGENCE
QUOTIENT
(IQ RANGE) I Profound Below 20 II Severe 20-35 III Moderate 36-52 IV Mild 53-68
x x x x
The mental retardation of persons and the degrees thereof may be manifested by their overt acts, appearance, attitude and behavior. The dentition, manner of walking, ability to feed oneself or attend to personal hygiene, capacity to develop resistance or immunity to infection, dependency on others for protection and care and inability to achieve intelligible speech may be indicative of the degree of mental retardation of a person. Those suffering from severe mental retardation are usually undersized and exhibit some form of facial or body deformity such as mongolism, or gargolism. The size and shape of the head is indicative of microphaly. The profoundly retarded may be unable to dress himself, or wash or attend to bowel and bladder functions so that his appearance may be very unclean and untidy unless [he] receive[s] a great deal of nursing care. There may be marked disturbance of gait and involuntary movements. Attempts to converse with a mental retardate may be limited to a few unintelligible sounds, either spontaneous or in response to attempts that are made by the examiner to converse, or may be limited to a few simple words or phrases. All the foregoing may be testified on by ordinary witnesses who come in contact with an alleged mental retardate.
x x x x
It goes without saying that there must be some evidence in the record which, if true, will afford substantive support for such findings and its absence cannot be cured by assuming that the trial court saw something in the conduct or demeanor of the victim which must have led to the decision appealed from.
Our pronouncement in People vs. Cartuano, Jr. that a finding of the victim being a mental retardate must be based on laboratory and psychometric support does not preclude the presentation by the prosecution of evidence other than clinical evidence to prove the mental retardation of the victim. We held in said case that clinical evidence is necessary in borderline cases when it is difficult to ascertain whether the victim is of a normal mind or is suffering from a mild mental retardation. Medical evidence is not a condition sine qua non in all cases of rape or sexual crimes for that matter to prove that the victim is a mental retardate or is suffering from mental deficiency or some form of mental disorder. However, the conviction of an accused of rape based on the mental retardation of private complainant must be anchored on proof beyond reasonable doubt of her mental retardation.
In the appeal at bench, the prosecution did not present any clinical evidence to prove that private complainant was a mental retardate. It relied merely on the testimony of Budsal Dalanda, the father of private complainant who testified that the latter had a mental defect since childhood; she did not know anything about money; and she would not eat if she was fed with food. The prosecution also relied on the testimony of private complainant that she finished only Grades I and II in the Gintilan Elementary School. The trial court concluded that private complainant had suffered some mental retardation on the basis of the corroborative testimonies of private complainant and her father, as well as on its observation that when she testified, private complainant had difficulty expressing herself and even failed to recall things spontaneously although she had the ability, though slowly, to make her perceptions known to others. Her mental condition necessitated that leading questions to be propounded to her to elicit the truth.
However, based on its analysis of the testimonial evidence adduced by the prosecution and even of the observations of the trial court on private complainant when she testified, the Court is convinced that said testimonies and observations are not sufficient proof that private complainant was a mental retardate and incapable of validly giving consent or opposing the carnal act. Budsal Dalanda's claim that his daughter was suffering from a mental defect since childhood was a mere conclusion. Even if private complainant did not know anything about money or that she would not eat if she was fed with food, it cannot thereby be conclusively concluded that she was suffering from a mild mental retardation at the very least. The lack of knowledge about money or her refusal eat even when fed are not necessarily manifestations of a mental defect or the effects of mental retardation. It behooved the prosecution to prove that private complainant's lack of knowledge about money and her refusal to eat even when fed were caused by, or are manifestations of, mental retardation or mental deficiency or disorder. Neither does the bare fact that private complainant finished only Grades I and II in the elementary although she had reached adulthood constitute proof that private complainant was a mental retardate. x x x[26] (Emphasis and underscoring supplied)
Therefore, the finding that AAA is a mental retardate has no leg to stand on.
"Q You also said that the patient is suffering from down's syndrome. You will agree with me that there is no particular study on this aspect? A We have plans of referring the patient to a psychiatrist for further evaluation. Q But your findings is (sic) not conclusive? A That the patient has a down's syndrome. Q With respect to conclusion, Madam Witness, that indeed the patient is suffering [from] mental retardation, this findings is (sic) not conclusive? A Yes."[27] (Emphasis and underscoring supplied)
Mental retardation is a clinical diagnosis which requires demonstration of significant subaverage intellectual performance (verified by standardized psychometric measurements); evidence of an organic or clinical condition which affects an individual's intelligence; and proof of maladaptive behavior. The degree of intellectual impairment must be shown to be at least two (2) standard deviations (SD<2) below the mean for age as confirmed by reliable standardized tests such as the Stanford Binet Test and The Weschler Intelligence Tests. Non-standardized, non-parametric tests, such as the Denver Development Screening Tests or nonstandardized, non-specific "quick" tests such as sentence completion tests and the Goodenough Drawing Test are unreliable.The Court, in Cartuano and as subsequently clarified in Dalandas, does not require a comprehensive medical examination in each and every case where mental retardation needed to be proved. However, it is well to emphasize that the conviction of an accused of rape based on the mental retardation of the private complainant must be anchored on proof beyond reasonable doubt of her mental retardation.[31]
In making a diagnosis of mental retardation, a thorough evaluation based on history, physical and laboratory examination made by a clinician is necessary. The reason for this universal requirement is well-explained in both x x x the medical and clinical psychology literature: mental retardation is a recognized clinical syndrome usually traceable to an organic cause, which determinants are complex and multifactorial. As the boundaries between normality and retardation are difficult to delineate, proper identification requires competent clinical evaluation of psychometric parameters in conjunction with medical and laboratory tests.
In the case at bench, the record is almost bare of clinical, laboratory and psychometric support which would sustain a proper conclusion that complainant was indeed mentally deficient. The patient history yields nothing but the fact that complainant left school at third grade, a fact which the school principal blamed on frequent absences and tardiness, and the only appropriate conclusion which could be drawn from her second grade teacher's testimony was that complainant was a poor student. Neither were the findings on physical examination noted on record, either by the psychiatrist or the psychologist. Physical examination would have confirmatory value because most cases of congenital mental retardation in this country are due to Down's and other related translocation variants. These conditions, outwardly characterized by hypertelorism, low set ears, a micrognathic jaw, and a simian crease are fairly common, and afflicted individuals are generally recognized even by laymen. Individuals afflicted with the less common causes of mental retardation likewise have distinct physical features, recognizable by clinicians. The rare metabolic and genetic causes are usually incompatible with survival beyond childhood and the degree of retardation is usually severe. Appallingly, no physical evaluation (essential in the diagnosis of any disorder, mental or somatic) appears on record.
On top of these, the psychometric tests which were utilized in evaluating the complainant, the Goodenough Drawing Test and the Bender Visual Motor Test, are non-parametric tests of generally low reliability, adopted by psychologists as quick screening tests, not so much for intelligence but for visual-motor function and coordination. The Sack's Sentence Completion Test, the third leg in the psychologist's evaluation is likewise considered of low reliability and specificity in intelligence assessment and is culture and language specific and biased. (In the case at bench, the Sack's Sentence Completion Test was conducted in Tagalog, not in the dialect of the complainant.) All the three tests are used in a wide range of psychological disorders other than mental retardation, and none of them either alone or taken together — would suffice as a proper test for intelligence.
x x x x
x x x It is held in the most recent of the Medical, Psychiatric, and General and Clinical Psychology literature on mental retardation and deficiency here and abroad, that identification of mental deficient subjects cannot be left to ambiguous social notions and assumptions alone, such markers being unfortunately vague, sometimes discriminatory and widely open to chance. The proper clinical determination of mental deficiency requires several legs. Needless to say, after psychometric diagnosis utilizing the proper test has been confirmed, a comprehensive medical evaluation, (all reasonably within the capacity of our major provincial and city hospitals and centers) is necessary to complete the process.
It is necessary to stress here, conformably with what the Court has been saying in jurisprudence on the matter, that deprivation of reason need not be complete. Mental abnormality or deficiency is enough. However, abnormality or deficiency of whatever state or degree should be sufficiently and adequately established by orthodox and reasonably available methods and procedures. It is possible that complainant could well have been merely on the lower end of the acceptable mean for her age group, a condition which would have been aggravated by her lack of education, but this, by any medical or psychological yardstick, does not itself negate autonomous choice or decision-making based on reasoning.[30] (Emphasis and underscoring supplied)
As the victim apparently "consented" to the act, the Court necessarily had to determine whether this consent was vitiated, such that the act would amount to Rape under Article 266-A(l)(b) for having carnal knowledge with a woman "deprived of reason." However, as discussed, the prosecution failed to establish her mental retardation beyond reasonable doubt.
"Q What did you feel when he insert (sic) his penis inside your vagina? A None, sir. x x x x Q Why is it that you did not prevent them from doing that thing? A No answer. COURT Did you like what the accused do (sic) to you? A Yes, Your Honor."[35] (Emphasis and underscoring supplied)