471 Phil. 822
CALLEJO, SR., J.:
The plaintiffs prayed that, after due proceedings, judgment be rendered in their favor, thus:
- At about 8:45 o’clock in the morning of June 23, 1993, plaintiff Cyreano Hamoy was driving the jeep [bearing plate no. FDD 649] of her sister, co-plaintiff Sheilda H. Singalivo, towards the latter’s house, cruising along the national highway, along Lawaan, east to west;
- Nearing the house of co-plaintiff Shielda H. Singalivo, co-plaintiff Cyreano Hamoy slowed down and turned on the left turn signal of the jeep. Thereafter, he moved to the center of the road and raised his left hand [indicating he was turning left]. He then turned left, and reached the left lane of the road. And just as he was about to enter the gate of the house, a speeding Chan Transit Jimboy Bus No. JVA-976, coming from Dapitan City and proceeding to Dipolog City [driven by co-defendant Virgilio Tagapan Egay] bumped the jeep driven by co-plaintiff Cyreano Hamoy;
- Plaintiff Cyreano Hamoy was thrown away from the jeep and landed on the cemented road. The Chan Transit Jimboy Bus No. JVA-976, in view of its unusual speed and its very defective brakes, veered to the left lane, and then went to the left shoulder of the road, hitting several trees and finally halted after it frontally clashed with a tree;
- The proximate and immediate cause of collision and the consequent loss of property and resultant injuries were due to the negligent, reckless and imprudent driving of defendant Virgilio Tagapan Egay who did not observe traffic rules, safety and precaution, and who was utterly unmindful of the circumstance of persons, place and time, while driving Chan Transit Jimboy Bus No. JVA-976;
- Defendant Chan failed to exercise due care in the selection and supervision of their employees and failed to effectively monitor the conditions of their vehicles, on account of which they should be held equally liable;
- On account of the incident, plaintiff Cyreano Hamoy, was severely injured but because of timely medical attendance, his life was spared;
- Plaintiff Cyreano Hamoy was treated in Dapitan City and had to be immediately airlifted to Manila and underwent several surgical operations. As of now, the plaintiff has already spent no less than P350,000.00 for medication. Said amount will still increase as the medication continues. In fact, he is due to be operated again next year;
- By reason of the incident, the jeep of plaintiff Shielda Hamoy-Singalivo was a total wreck and is now a total loss. The jeep is worth P170,000.00;
... - As a direct consequence of the incident in question, the plaintiffs suffered shock, anxiety, trauma and unbearable pain compensable in the form of moral damages in the sum of P50,000.00;
- In addition to the cost of medication [which is not less than P350,000.00] and the value of the jeep [P170,000.00], the plaintiffs spent initial litigation costs of P10,000.00 and attorney’s fees of P20,000.00;
- In order to deter defendants from committing the same or similar acts in the future, and as an example for the public good and safety, the defendants should be condemned to pay exemplary damages in the sum of P50,000.00.[2]
WHEREFORE, after having considered the foregoing premises, the Honorable Court is respectfully prayed that judgment issue holding defendants jointly and solidarily liable under Articles 2176 and 2180 of the New Civil Code of the Philippines, and ordering them to pay plaintiffs the following items of damages:Plaintiff Cyreano Hamoy verified the complaint without, however, including a certificate of non-forum shopping as required by Supreme Court Administrative Circular No. 04-94. Nonetheless, on July 11, 1994, the defendants-spouses Jimmy and Patri Chan, therein, filed their answer to the complaint. The defendants did not question the plaintiffs’ non-compliance with the circular.
1. Actual cost of medication ……………. P350,000.00; 2. Value of the jeep …………………….. 170,000.00; 3. Initial litigation expense …………….. 10,000.00; 4. Attorney’s fees ……………………… 20,000.00; 5. Moral damages ……………………… 50,000.00; 6. Exemplary damages ……………… 50,000.00; ========= P650,000.00[3]
The court is satisfied (with) the explanation made by the plaintiffs that the non- submission or compliance with Administrative Circular No. 04-94 of the Supreme Court was by reason of inadvertence and not willful. With the “affidavit of non-forum shopping” now on record to form part of the complaint, as herein admitted, the ground upon which the motion to dismiss is relied may no longer hold. Accordingly, the motion to dismiss is DENIED.The defendants did not file any motion for the reconsideration of the order. Neither did they file any petition for certiorari in the Court of Appeals assailing the order of the trial court.
SO ORDERED.[4]
After a series of postponements, the initial trial was finally set on March 22, 1999. Plaintiff Cyreano Hamoy testified on the said date. After the plaintiff’s testimony, the defendants-spouses, through counsel, manifested in open court their intention to file a second motion to dismiss the complaint for the plaintiffs’ failure to comply with SC Administrative Circular No. 04-94, in light of plaintiff Cyreano Hamoy’s admission that neither he nor his sister executed a verified certification against forum shopping.[7]
- Whose fault or negligence was the proximate cause of the accident?
- If one party’s fault or negligence caused the accident, did the other party contribute to it?
- Which party should have avoided the accident under the doctrine of last clear chance, if it applies at all in the case?
- Which party is entitled to damages?
- Should this case be dismissed by the pendency of another prior case in another court arising from the same incident in which the same claim is instituted? [6]
(a) Should the NFS certification executed merely by counsel, not by the plaintiffs themselves, be considered substantial compliance with the circular?The petitioners contend that there was no substantial compliance by the respondents of SC Administrative Circular No. 04-94. They argue that the ruling of this Court in Loyola v. CA cited by the Court of Appeals in support of its challenged decision is inapropos. In that case, what was belatedly submitted was a certification of non- forum shopping signed by the principal party, whereas, in this case, the certification of non-forum shopping was signed by the parties’ counsel. The petitioners cite Tomarong v. Lubguban[18] and Far Eastern Shipping Co. v. Court of Appeals,[19] to buttress their view that the CA erred in dismissing their petition for certiorari.
(b) Should the case at bar be covered by the ruling of the Supreme Court in Loyola? Or should Loyola be applied against private respondents?[17]
It should be noted that in the early stage of the implementation of Memorandum Circular No. 04-94 of the Supreme Court, the certification of the lawyer of non-forum shopping was considered sufficient. The Supreme Court does not have yet a clearcut ruling in this regard, until it promulgated a Decision to that effect. Thus, in the case of Cadalin vs. POEA Administrator, 238 SCRA 721, the High Court said: “Circular No. 04-94, the Anti-Forum Shopping Rule (Revised Circular No. 28-91) applied only to petitions filed with the Supreme Court and Court of Appeals. So, when the then Presiding Judge Garcia of this Court denied defendant’s first motion to dismiss for having satisfied the explanation of plaintiff and the latter having substantially complied with the Memorandum Circular No. 04-94, the Court then was right. Thus, in Kavinta vs. Castillo, Jr., 249 SCRA 604, the Supreme Court held: “Administrative Circular No. 04-94 is mandatory but substantial compliance therewith is sufficient. Hence, plaintiffs themselves need not file the required certification for they have substantially complied the same thru their counsel.We also agree with the ruminations of the appellate court in affirming the assailed order of the trial court:
Moreover, the questioned order of denial was issued August 18, 1994, almost five (5) years ago. It has therefore become final without the defendant having filed a motion for reconsideration of the denial within the reglementary period. Defendants are therefore barred by laches. And whatever error or lapses made by the Court, if there was any, in considering the submission of the certification by the counsel, not by the parties themselves as substantial compliance of Memorandum Circular No. 04-94 becomes the law of the case. For “whatever is once irrevocably established as the controlling legal rule of the decision between the parties in the same case continues to be the law of the case whether correct on general principle or not, so long as the facts on which such decision is predicated continue to be the facts of the case before the Court.” (5 Corpus Juris Secundum, 1267, 1276-77, 1286-87).
Defendants want now to invoke the law on laches and/or prescription which they themselves disclaim and abhor. They wanted to “have the cake and eat it too,” so to speak.[23]
… While, as admitted by private respondents, the certification was signed merely by their counsel, the Court considers the same as substantial compliance with the circular. As correctly noted by respondent Court, at the time petitioners filed their motion dismiss, Supreme Court Circular No. 04-94 was still in its infancy. No clear- cut rule was yet established vis-à-vis the signatories of the certification of non- forum shopping, thus, courts admitted certifications of non-forum shopping signed merely by the parties’ counsel. As such, the Court cannot find fault with respondent Court’s admission of the certificate of non-forum shopping and no grave abuse of discretion can be imputed thereon.Third. The appeal in due course was not only available to the petitioner but was also a speedy and adequate remedy. The petitioners, in fact, were already aware that as early as July 27, 1994, the certification of non-forum shopping submitted by the respondents was executed by their counsel and not by one of them. However, the petitioners opted to continue with the proceedings in the trial court after their first motion to dismiss was denied on August 18, 1994. Respondent Cyreano Hamoy completed his testimony after a grueling cross-examination and re-cross-examination by the counsel of the petitioners. The petitioners did not even file a motion for reconsideration of the said order, nor file a petition for certiorari assailing the said order. Apparently, the petitioners themselves deemed the certificate of non- forum shopping executed by the respondents’ counsel as a substantial compliance by the respondents with the circular of the Court. The petitioners did not even include in their pre-trial brief as one of the issues to be resolved by the trial court, the issue of whether or not the complaint of the respondents should be dismissed for their failure to incorporate therein the requisite certificate of non-forum shopping. Pre- trial was terminated and trial was, thereafter, set and reset several times. It was only after the lapse of almost five years from August 18, 1994 that the petitioners filed their second motion to dismiss the complaint, on the same ground. If the petitioners believed that appeal in due course was not the adequate and speedy remedy from the August 18, 1994 Order of the trial court, they should have filed, without delay, a motion for the reconsideration thereof; and in case the court denied the said motion, the petition for certiorari in the Court of Appeals. The petitioners failed to do so. They tarried for almost five years before filing their second motion to dismiss the complaint.
Moreover, the circumstances of this case justify the continuation of the proceedings before the trial court. It must be noted that the complaint for damages was filed way back on June 20, 1994, or more than five (5) years ago. Trial on the merits has already proceeded. It would be the height of inequity and a waste of the court’s time and resources if the case would be dismissed, only to be refiled later.[24]
… Obviously, it is the petitioner, and not always the counsel whose professional services have been retained for a particular case, who is in the best position to know whether he or it actually filed or caused the filing of a petition in that case. Hence, a certification against forum shopping by counsel is a defective certification. It is clearly equivalent to non-compliance with the requirement under Section 2, Rule 42 in relation to Section 4, Rule 45, and constitutes a valid cause for dismissal of the petition.[25]In Melo v. Court of Appeals,[26] the Court held that the subsequent compliance with the requirement cannot excuse a party from failure to comply in the first instance. But in Far Eastern Shipping Company v. Court of Appeals,[27] in view of the fact that at around the time these petitions were commenced, the 1997 Rules of Civil Procedure had just taken effect, the Court in evaluating full compliance therewith treated infractions of the New Rules with relative liberality. Also, in the same case, this Court declared that “in the same view, we shall consider the verification signed in behalf of MPA by its counsel, Atty. Amparo in G.R. No. 130150 as substantial compliance inasmuch as it served the purpose of the Rules of informing the Court of the pendency of another action or proceeding involving the same issues.” The Court went on to stress that procedural rules are instruments in the speedy and efficient administration of justice and they should be used to achieve such end and not to derail it.
The lack of certification against forum shopping, on the other hand, is generally not curable by the submission thereof after the filing of the petition. Section 5, Rule 45 of the Rules of Court provides that the failure of petitioner to submit the required documents that should accompany the petition, including the certification against forum shopping, shall be sufficient ground for the dismissal thereof.In Sy Chin v. Court of Appeals,[30] this Court held that the procedural lapse of a party’s counsel in signing the certificate of non-forum shopping may be overlooked if the interests of substantial justice would thereby be served.
In some cases, though, this Court deemed the belated filing of the certification as substantial compliance with the requirement. In Loyola vs. Court of Appeals, the Court held that the filing of the certification, a day after the filing of an election protest and while within the reglementary period, constituted substantial compliance.
In Kavinta vs. Castillo, Jr., the Court allowed the submission of the certification after the filing of the petition since Administrative Circular 04-94 was then in effect for only a little over a month when the complaint was filed. “The proximity then of the filing of the complaint to the date of the effectivity of the Circular may be pleaded as a justifiable circumstance, and the belated filing of the certification required thereunder may be deemed a substantial compliance therewith.” The ruling, however, was expressly pro hac vice:“… We thus rule pro hac vice, but not without a whit of reluctance, that this special circumstance in this case could sustain the action of the respondent Judge. This should not be taken, however, as a precedent. Elsewise stated, the mere submission of a certification under Administrative Circular No. 04-94 after the filing of a motion to dismiss on the ground of non-compliance thereof does not ipso facto operate as a substantial compliance; otherwise the Circular would lose its value or efficacy.”In Roadway Express, Inc. vs. Court of Appeals, the Court considered as substantial compliance the filing of the certification 14 days before the dismissal of the petition. The Court even cited an instance where this Court allowed the filing of the certification even after the dismissal of the petition for non-compliance with the requirement:“… If subsequent compliance [citing Sanchez vs. CA, G.R. 111255, February 7, 1994, First Division, Minute Resolution] with Circular 28-91, after a petition was dismissed for non-compliance was considered by the court as substantial compliance [citing Fajardo, Jr. vs. CA, G.R. 112558, en banc, Minute Resolution], with more reason should the petition for review be allowed in this case, in view of the compliance prior to the dismissal of the petition.”The admission of the petition after the belated filing of the certification, therefore, is not unprecedented. In those cases where the Court excused non- compliance with the requirements, there were special circumstances or compelling reasons making the strict application of the rule clearly unjustifed. In the case at bar, the apparent merits of the substantive aspects of the case should be deemed as a “special circumstance” or “compelling reason” for the reinstatement of the petition. That counsel for petitioner filed the “verification/certification” before receipt for the resolution initially denying the petition also mitigates the oversight.
In any event, this Court has the power to suspend its own rules when, as in this case, the ends of justice would be served thereby.