821 Phil. 1009
PERALTA, J.:
IN VIEW OF THE FOREGOING, the motion to dismiss is GRANTED. On account of petitioner Zamora's act of forum shopping, he and his counsel are hereby admonished that a repetition of this abhorrent act shall be dealt with more severely.According to the CA, petitioner committed forum shopping because there is identity of causes of action, parties and reliefs sought in the action filed by him for reconveyance of real properties instituted before the RTC and the petition for annulment of judgment instituted before the CA.
SO ORDERED.
It is the contention of petitioner that the CA should have relaxed the procedural rules so as to give him an opportunity to be heard. Petitioner further argues and insists that the subject owner's duplicated copies of transfer certificate of titles are still in his possession and were never lost as alleged by the respondents and as such, the reconstituted transfer certificate of titles in the name of respondents should be declared void because the RTC of Cebu City, Branch 9 never acquired jurisdiction over the case as held by this Court in Camitan v. Fidelity Investment Corporation.[3]I
THE COURT OF APPEALS IN CEBU CITY, EIGHTEENTH (18TH) DIVISION SERIOUSLY AND FATALLY ERRED IN DISMISSING CA G.R. CEB SP NO. 04278 FOR ANNULMENT OF JUDGMENT OF THE REGIONAL TRIAL COURT OF CEBU CITY, BRANCH 9, ETC. ON MERE TECHNICALITIES THAT IMPEDED THE CAUSE OF JUSTICE AND THE PARTIES' RIGHT TO AN OPPORTUNITY TO BE HEARD.II
THE COURT A QUO SERIOUSLY AND FATALLY ERRED IN IGNORING AND DISREGARDING THE JURISPRUDENTIAL RULING IN CAMITAN V. FIDELITY INVESTMENT CORPORATION, 551 SCRA 540, APRIL 16, 2008, WHICH STATES THAT IF AN OWNER'S DUPLICATE COPY OF A CERTIFICATE OF TITLE HAS NOT BEEN LOST BUT IN FACT IN THE POSSESSION OF ANOTHER PERSON, THE RECONSTITUTED TITLE IS VOID, AS THE COURT RENDERING THE DECISION NEVER ACQUIRES JURISDICTION.
Sec. 5. Certification against forum shopping. - The plaintiff or principal party shall certify under oath in the complaint or other initiatory pleading asserting a claim for relief, or in a sworn certification annexed thereto and simultaneously filed therewith: (a) that he has not theretofore commenced any action or filed any claim involving the same issues in any court, tribunal or quasi-judicial agency and, to the best of his knowledge, no such other action or claim is pending therein; (b) if there is such other pending action or claim, a complete statement of the present status thereof; and (c) if he should thereafter learn that the same or similar action or claim has been filed or is pending, he shall report that fact within five (5) days therefrom to the court wherein his aforesaid complaint or initiatory pleading has been filed.In City of Taguig v. City of Makati,[4] this Court was able to thoroughly discuss the concept of forum shopping through the past decisions of this Court, thus:
Failure to comply with the foregoing requirements shall not be curable by mere amendment of the complaint or other initiatory pleading but shall be cause for the dismissal of the case without prejudice, unless otherwise provided, upon motion and after hearing. The submission of a false certification or non-compliance with any of the undertakings therein shall constitute indirect contempt of court, without prejudice to the corresponding administrative and criminal actions. If the acts of the party or his counsel clearly constitute willful and deliberate forum shopping, the same shall be ground for summary dismissal with prejudice and shall constitute direct contempt, as well as a cause for administrative sanctions.
Top Rate Construction & General Services, Inc. v. Paxton Development Corporation[5] explained that:A review of the cases, as well as the remedies sought by petitioner in the RTC, as well as in the CA shows that petitioner has, indeed committed forum shopping. There is identity of causes of action, parties and reliefs sought in the action he filed for the reconveyance of properties before the RTC and the petition for annulment of judgment filed before the CA. As correctly observed and ruled by the CA:Forum shopping is committed by a party who institutes two or more suits in different courts, either simultaneously or successively, in order to ask the courts to rule on the same or related causes or to grant the same or substantially the same reliefs, on the supposition that one or the other court would make a favorable disposition or increase a party's chances of obtaining a favorable decision or action.[6]First Philippine International Bank v. Court of Appeals[7] recounted that forum shopping originated as a concept in private international law:To begin with, forum-shopping originated as a concept in private international law, where non-resident litigants are given the option to choose the forum or place wherein to bring their suit for various reasons or excuses, including to secure procedural advantages, to annoy and harass the defendant, to avoid overcrowded dockets, or to select a more friendly venue. To combat these less than honorable excuses, the principle of forum non conveniens was developed whereby a court, in conflicts of law cases, may refuse impositions on its jurisdiction where it is not the most "convenient" or available forum and the parties are not precluded from seeking remedies elsewhere.Further, Prubankers Association v. Prudential Bank and Trust Co.[9] recounted that:
In this light, Black's Law Dictionary says that forum-shopping "occurs when a party attempts to have his action tried in a particular court or jurisdiction where he feels he will receive the most favorable judgment or verdict." Hence, according to Words and Phrases, "a litigant is open to the charge of 'forum shopping' whenever he chooses a forum with slight connection to factual circumstances surrounding his suit, and litigants should be encouraged to attempt to settle their differences without imposing undue expense and vexatious situations on the courts."[8]The rule on forum-shopping was first included in Section 17 of the Interim Rules and Guidelines issued by this Court on January 11, 1983, which imposed a sanction in this wise: "A violation of the rule shall constitute contempt of court and shall be a cause for the summary dismissal of both petitions, without prejudice to the taking of appropriate action against the counsel or party concerned." Thereafter, the Court restated the rule in Revised Circular No. 28-91 and Administrative Circular No. 04-94. Ultimately, the rule was embodied in the 1997 amendments to the Rules of Court.[10]Though contained in the same provision of the 1997 Rules of Civil Procedure, the rule requiring the inclusion of a Certification against Forum Shopping is distinct from the rule against forum shopping. In Korea Exchange Bank v. Gonzales:[11]
Presently, Rule 7, Section 5 of the 1997 Rules of Civil Procedure requires that a Certification against Forum Shopping be appended to every complaint or initiatory pleading asserting a claim for relief. x x x
x x x xThe general rule is that compliance with the certificate of forum shopping is separate from and independent of the avoidance of the act of forum shopping itself. Forum shopping is a ground for summary dismissal of both initiatory pleadings without prejudice to the taking of appropriate action against the counsel or party concerned.[12]Top Rate Construction discussed the rationale for the rule against forum shopping as follows:It is an act of malpractice for it trifles with the courts, abuses their processes, degrades the administration of justice and adds to the already congested court dockets. What is critical is the vexation brought upon the courts and the litigants by a party who asks different courts to rule on the same or related causes and grant the same or substantially the same reliefs and in the process creates the possibility of conflicting decisions being rendered by the different fora upon the same issues, regardless of whether the court in which one of the suits was brought has no jurisdiction over the action.[13]Jurisprudence has recognized that forum shopping can be committed in several ways:(1) filing multiple cases based on the same cause of action and with the same prayer, the previous case not having been resolved yet (where the ground for dismissal is litis pendentia); (2) filing multiple cases based on the same cause of action and the same prayer, the previous case having been finally resolved (where the ground for dismissal is res judicata); and (3) filing multiple cases based on the same cause of action but with different prayers (splitting of causes of action, where the ground for dismissal is also either litis pendentia or res judicata).[14] (Emphasis in the original)Similarly, it has been recognized that forum shopping exists "where a party attempts to obtain a preliminary injunction in another court after failing to obtain the same from the original court."[15]
The test for determining forum shopping is settled. In Yap v. Chua, et al.:[16]To determine whether a party violated the rule against forum shopping, the most important factor to ask is whether the elements of litis pendentia are present, or whether a final judgment in one case will amount to res judicata in another; otherwise stated, the test for determining forum shopping is whether in the two (or more) cases pending, there is identity of parties, rights or causes of action, and reliefs sought.[17]For its part, litis pendentia "refers to that situation wherein another action is pending between the same parties for the same cause of action, such that the second action becomes unnecessary and vexatious."[18] For litis pendentia to exist, three (3) requisites must concur:The requisites of litis pendentia are: (a) the identity of parties, or at least such as representing the same interests in both actions; (b) the identity of rights asserted and relief prayed for, the relief being founded on the same facts; and (c) the identity of the two cases such that judgment in one, regardless of which party is successful, would amount to res judicata in the other.[19]On the other hand, res judicata or prior judgment bars a subsequent case when the following requisites are satisfied:(1) the former judgment is final; (2) it is rendered by a court having jurisdiction over the subject matter and the parties; (3) it is a judgment or an order on the merits; (4) there is between the first and the second actions - identity of parties, of subject matter, and of causes of action.[20] (Emphasis in the original)These settled tests notwithstanding:Ultimately, what is truly important to consider in determining whether forum-shopping exists or not is the vexation caused the courts and parties-litigant by a party who asks different courts and/or administrative agencies to rule on the same or related causes and/or to grant the same or substantially the same reliefs, in the process creating the possibility of conflicting decisions being rendered by the different fora upon the same issue.[21]
There exists between the two actions identity of parties which represent the same interest in both. In petitioner's action for reconveyance, he seeks to recover the property which is wrongfully registered in respondents' name by postulating that respondent Quinan knew fully that petitioner was in possession of the originals of the owner's duplicate copies of the Transfer Certificate of Title No. T-90102 and Transfer Certificate of Title No. 90096 for Lot No. 98-F by virtue of the Deed of Absolute Sale signed by all respondents. Thus petitioner prays for the reconveyance of the said parcels of land in his name and he likewise seeks to be awarded of moral and exemplary damages, litigation expenses and attorney's fees in his favor.Prudence should have dictated petitioner to await first the decision of the RTC in the reconveyance as it was the first case he filed before seeking other remedies. This Court reminds the petitioner and his lawyer that forum shopping constitutes abuse of court processes, which tends to degrade the administration of justice, to wreak havoc upon orderly juridical procedure, and to add to the congestion of the already burdened dockets of the courts.[23] Further, the rule proscribing forum shopping seeks to foster candor and transparency between lawyers and their clients in appearing before the courts - to promote the orderly administration of justice, prevent undue inconvenience upon the other party, and save the precious time of the courts. It also aims to prevent the embarrassing possibility of two or more courts or agencies rendering conflicting resolutions or decisions upon the same issue.[24]
The rights asserted and the reliefs prayed for by the petitioner were reiterated in his petition for annulment of judgment filed before this Court. The petition hinges on the contention that the lower court which renders the decision for the issuance of new owner's duplicate Certificate of Title in respondents' favor never acquires jurisdiction because the reconstituted title is void considering that the duplicate copy of the Certificate of Title has not been lost but it is in fact in the possession of the petitioner. Hence, he is seeking for the nullification of the decision rendered by RTC Branch 9 of Cebu City.
A comparison of the reliefs sought by petitioner in the reconveyance case and the annulment of judgment case under Rule 47 of the Rules of Court confirms that they are substantially similar on two points: (1) revocation and cancellation of the new certificate of titles granted in the name of herein respondents and (2) the recovery or consolidation of title in petitioner's favor. In other words, the rights asserted and the reliefs prayed for are being founded on the same facts. The identity of the two cases filed is such that a favorable judgment rendered in the lower court for the case of reconveyance will amount to res judicata in the action under consideration of this Court.
There is a clear violation of the rules on forum-shopping, as this Court is being asked to grant substantially similar reliefs as those that may also be granted by the court a quo while the case was still pending with the latter. In the process, this creates a possibility of creating two separate and conflicting decisions.[22]